Compliance Monitoring, Testing Manager
Quintet Private Bank SA
Zürich, Zürich, Switzerland
vor 2 Tg.
source : Jobg8

We're looking for a candidate to fill this position in an exciting company.

  • Work in an entrepreneurial and agile environment where business leaders can take decisions and provide stellar service to clients without unnecessary bureaucracy and red tape.
  • Create and build a business (with aligned cultural behaviours, diversity and inclusion) to consistently provide superior investment advice.
  • Work with the best professionals, value collaboration and be part of a partnership culture.
  • Excel within an enabling team environment, with a focus on partnerships to drive business success.
  • Receive competitive market led remuneration structures, based on performance and behaviours.
  • Thrive, in the knowledge that there are career pathways to develop both professional and personal interests.
  • Perform monitoring & and testing activities independently and with team members, including desk and / or thematic reviews, periodic monitoring and key controls testing
  • Create reports of completed reviews, monitoring and testing activities
  • Update stakeholders on the progress of activities and findings with reports, meetings and presentations; and escalate significant findings to senior management
  • Track and follow up on recommendations and actions
  • Complete regular and ad-hoc tasks necessary to run the function's risk-based monitoring and testing program
  • Propose and implement changes to standard reviews, testing, monitoring and surveillance as applicable to your tasks and activities
  • Participate in the annual compliance risk assessment and the development of the annual risk-based compliance monitoring and testing plan
  • Contribute to the work of the Compliance department in any other ways reasonably expected, including participating in projects and working groups and assisting with other priorities in the department or group as a whole
  • Strong knowledge and experience of audit or testing methodology
  • Ability to scope reviews, create test scripts and complete reviews on time and of excellent quality
  • Generalist compliance and regulatory knowledge, preferably gained working within a central compliance function
  • At least 5-7 professional experience working within financial services or public accounting or consultancy services
  • University degree in business, economics, accounting, finance, and / or law
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