Compliance Officer – Control Room Switzerland
Credit Suisse -
Zürich, Schweiz
vor 11 Tg.
source : eFinancialCareers Ltd.

We Offer

  • Advise on interpretation and application of relevant rules and regulations, market events and the best market practices as well as internal policies and procedures
  • Ensuring regulatory Compliance with transaction containing material non-public information
  • Advising on information barriers, client confidentiality and need-to-know principle as well as dealing with inside information
  • Maintaining Watch and Restricted Lists, including implementation of and advice on Research, Sales and Trading restrictions on publicly announced transactions
  • Reviewing Equity and Fixed Income Research against items on the bank's Watch and Restricted List ensuring Compliance with regulatory requirements, Credit Suisse's Information Barrier policies and dealing with potential conflicts of interest
  • Providing support with conflict of interest matters
  • Closely collaborating with Legal and Compliance colleagues locally and globally
  • A possibility to acquire specialized knowledge being embedded in a motivated and dynamic team in order to build up your career in Private Banking
  • A great platform to improve your personal as well as technical skillset
  • You Offer

  • University qualification, i.e. Bachelor / Master in Law or Economics or, alternatively, competent knowledge and working experience in Investment Banking, Compliance or Risk Management
  • Preferably good financial product knowledge, good understanding of legal and regulatory regimes of financial markets, effective communication skills
  • Ability to work well under pressure, independently, proactively and with demanding business partners
  • Good analytical skills
  • You are fluent in German and English
  • Strong oral and written communication skills, combined with high integrity and assertiveness
  • High attention to details paired with a high degree of initiative and willingness to cope with pressureAn adaptive and solution driven mindset paired with flexibility, dedication and self-motivation
  • LI-CSJOB*
  • Ms. O. Aebersold would be delighted to receive your application.

    Please apply via our career portal.

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