Risks and Compliance is an independent division which monitors the Bank's activities to ensure they are fully in compliance with all relevant laws, rules and regulations while always keeping a close eye on client's interests.
The division is involved in the management of all the Bank's operations, monitoring its activities to keep them within the defined risk framework, and participates in the approval process for new developments in products and services.
It is dedicated to supporting our Bank business lines at the same time as protecting the Bank's interests and reputation.
To provide support to the Compliance PB team, handling the day-to-day spectrum of Client Review for Geneva to ensure that the business operations adhere to applicable regulatory requirements (FINMA, CDB, etc.
and all relevant compliance-related laws and
Lead and perform client reviews for Higher Risk Clients and PEPs, prepare client analysis summary sheets for presentation to the Bank’s AML committees (COC, ARC);
Perform checks via internal and external tools;
Provide guidance and support and relevant information to RMs in relation to KYC, SoW, SoF;
Follow-up on decisions taken by the Bank’s AML Committees;
Draft Souspcious Acitivy Reports;
Work collaboratively with other Compliance teams within and outside Switzerland;
Assist with departemental projects and initiatives as required;
Monitor changes to business practices and products to ensure that AML controls and procedures are adqueate to cover them
Education : Bachelor Degree
Years of experience : 3-7 : intermediate
Experience in private banking : Mandatory
French : Fluent
English : Fluent
Swiss resident : Mandatory
Post-graduate degree in Economics, Finance or Business Administration;A minimum of 3 years’ experience as Compliance, KYC and AML;
specialist in Private Banking;Good understanding of risk management and controls;Strong analytical skills;Commercially aware and solution focussed;
Ability to make decisions and to set priorities;Russian knowledge will be a plus