Compliance Officer - Private Clients
Swissquote
Gland, Vaud, Switzerland
vor 5 Tg.
Job Description

Our Compliance team is looking for an experienced Compliance Officer to join the team based in our Headquarters in Gland. You will be part of the Private Compliance Team in our Legal & Compliance Department.

Your main responsibilities:

  • Review of client’s account opening requests (e.g retail clients and corporate clients) from an AML/CTF (AMLA, AMLO-FINMA, CDB) and cross-border standpoints
  • Review of tax compliance aspects such as FATCA and CRS (automatic exchange of information)
  • Participation in the Group AML consolidated supervision
  • Participation in reviews of key clients
  • Drafting internal memos and procedures
  • Involvement in key regulatory projects
  • Provide internal trainings
  • Support and advice to the Front line and management

Qualifications

  • Master in Laws or in Economics, CAS in compliance management or financial services is a strong asset
  • Min. 3-5 years of experience in a similar position in the financial industry
  • Experience in managing multiple priorities
  • Well-organized, detail-oriented, and able to multitask
  • Strong analytical and methodological skills
  • Ability to analyze and interpret regulations
  • Ability to identify key issues and escalate them in a timely manner
  • Fluent in English and French
  • Very good oral and written communication skills
  • Strong team player


Additional Information

SQ1

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