Compliance Trading - Temporary 8 months
Union Bancaire Privee
Geneva, CH
vor 2 Tg.


To support the Compliance Officer in charge of Treasury and Trading


To be able to perform controls in a timely manner to meet regulatory requirements.

Main responsabilities

Provide Compliance support to the Treasury and Trading business :

  • Completion of the following level 2 controls :
  • Best execution controls for the Group for all asset classes (equity, fixed income, listed derivatives and OTC derivatives) using Liquidmetrix
  • Tarket abuse controls (back-up and support)
  • Transaction reporting (CFTC 102A reporting in relation to US listed derivatives)
  • Threshold monitoring at group level (in percentage of voting rights and in percentage of capital) using UBP proprietary tool
  • Review and monitoring of internal regulatory framework
  • Drafting of internal regulations
  • Follow up of certain audit points in relation to treasury and trading activities
  • Education

  • Education : Bachelor Degree
  • Certification : Economics
  • Technical skills : Bloomberg
  • IT Tools : excel
  • Experience

  • Years of experience : 3-7 : intermediate
  • Experience in private banking : Mandatory
  • Language

  • English : Advanced
  • Personal skills

  • Swiss resident : Mandatory
  • AutonomousTeam spirit

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