Head of Compliance Vice President and Member of the Executive CommitteeStadt Zürich / Eintritt per sofort My client is one of the leading Banking institution with global presence, providingfinancial services and consulting to Private as well as Institutional clients.
This is an exciting opportunity where you will help ensure the firm is compliant with the appropriate rules andregulations within the private banking and wealth management industry.
We're looking for a professional to lead the Zurich and Geneva-based PWM compliance teams, who wants to use theirdrive, enthusiasm and abilities to provide world class compliance advisory coverage to my client's business.
Tätigkeiten : - Manage a team of Compliance professionals based in Zurich and Geneva, providing day to day Compliance coverage forthe PWM Swiss business- Supervise and evolve a risk-oriented compliance programme that manages risk and supports regulatory compliance forthe PWM Swiss business, based on an annual risk assessment process- Leverage firmwide and business specific policies and controls, while adapting and responding to the risks,regulatory environment and business needs of the PWM Swiss business, looking continuously for opportunities to drivegreater efficiency and effectiveness across the programme- Develop strong teamwork and relationships, working closely with colleagues across the PWM Compliance team in EMEAand globally, as well as the broader Global Compliance Division- Partner with the PWM Business, playing a leading role in representing compliance and taking a solutions-orientedapproach to providing compliance advice and input on : - Implementation of regulatory change- Support for business growth and new initiatives- Complex client and transactional situations- Managing risks identified by the compliance programme- Participate as a member of the Executive Committee and will, among other duties, report promptly to the executivecommittee on any major changes in the compliance risk assessment- The role holder will also make periodic reports to the Board of Directors, on the assessment of compliance risk andthe activities of the compliance function, in addition to escalating any more significant matters of note.
Anforderungen : - University degree and / or professional compliance / financial services qualification- 10+ years’ compliance experience, including Swiss and Private wealth management experience and leading a complianceteam- Knowledge of Swiss markets and regulatory environment and EU regulatory environment- Sound and balanced judgement, backed by strong investigative, analytical and problem solving skills- Excellent interpersonal skills and written / oral communication skills- Strong product knowledge and trading strategies used by PWM, e.
g. structured products, alternative investments,derivativesSprachen : fluent English; German / French is of substantial benefitEinsatzort : Stadt ZürichEintritt ab : sofortStellenart : DauerstelleStellen-Nr.
2022Publikationsdatum : 09.07.2021Ihre Kontaktperson : Peter VoglerPartnerT 043 305 00 35vogler kesslervogler.chE-Mail Ich möchte mich für diese Stelle bewerbenAnrede*Bitte wählenHerrFrauVorname*Name*Strasse / Nr.
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